-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cpfd6fI+ej4f7424ha4YfmW7z8kEWOK+CGsQGNinwtGrmbXkK3IBLzqmogoGHmZU kzDha2gNI736DdXX70hHVg== 0001040153-01-000001.txt : 20010209 0001040153-01-000001.hdr.sgml : 20010209 ACCESSION NUMBER: 0001040153-01-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010208 GROUP MEMBERS: ANDREW FREMDER GROUP MEMBERS: DAVID I.COHEN GROUP MEMBERS: ENRIQUE BOILINI GROUP MEMBERS: FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P. GROUP MEMBERS: FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P. GROUP MEMBERS: FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P. GROUP MEMBERS: FARALLON CAPITAL PARTNERS, L.P. GROUP MEMBERS: FARALLON PARTNERS L L C/CA GROUP MEMBERS: JOSEPH F. DOWNES GROUP MEMBERS: MARK C. WEHRLY GROUP MEMBERS: MERIDEE A. MOORE GROUP MEMBERS: MONICA R. LANDRY GROUP MEMBERS: RICHARD B. FRIED GROUP MEMBERS: RR CAPITAL PARTNERS, L.P. GROUP MEMBERS: STEPHEN L MILLHAM GROUP MEMBERS: THOMAS F. STEYER GROUP MEMBERS: WILLIAM F. DUHAMEL GROUP MEMBERS: WILLIAM F. MELLIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RUBIOS RESTAURANTS INC CENTRAL INDEX KEY: 0001082423 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330100303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-57387 FILM NUMBER: 1528253 BUSINESS ADDRESS: STREET 1: 1902 WRIGHT PL STREET 2: STE 300 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 7609298226 MAIL ADDRESS: STREET 1: 1902 WRIGHT PL STREET 2: STE 300 CITY: CARLSBAD STATE: CA ZIP: 92008 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON PARTNERS L L C/CA CENTRAL INDEX KEY: 0001040153 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943240280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G/A 1 0001.txt SCHEDULE 13G AMENDMENT NO. 1 ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response . . . 14.90 ------------------------------ SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 --------------------------- SCHEDULE 13G (Section 240.13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO SECTIONS 240.13d-1(b), (c) and(d) AND AMENDMENTS THERETO FILED PURSUANT TO SECTION 240.13d-2 (Amendment No. 1)1 Rubio's Restaurants Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 78116B102 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) |X| Rule 13d-1(c) | | Rule 13d-1(d) - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Farallon Capital Partners, L.P. - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 235,227 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 235,227 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 235,227 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.6 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) PN - -------------=================================================================== Page 2 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Farallon Capital Institutional Partners, L.P. - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 195,984 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 195,984 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 195,984 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.2 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) PN - -------------=================================================================== Page 3 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Farallon Capital Institutional Partners II, L.P. - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 84,036 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 84,036 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 84,036 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.9 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) PN - -------------=================================================================== Page 4 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Farallon Capital Institutional Partners III, L.P. - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 22,390 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 22,390 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 22,390 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) PN - -------------=================================================================== Page 5 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) RR Capital Partners, L.P. - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 22,374 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 22,374 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 22,374 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) PN - -------------=================================================================== Page 6 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Farallon Partners, L.L.C. - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) OO - -------------=================================================================== Page 7 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Enrique H. Boilini - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 8 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) David I. Cohen - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 9 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Joseph F. Downes - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States -----------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 10 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) William F. Duhamel - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 11 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Andrew B. Fremder - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 12 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Richard B. Fried - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 13 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Monica R. Landry - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 14 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) William F. Mellin - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 15 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Stephen L. Millham - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 16 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Meridee A. Moore - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 17 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Thomas F. Steyer - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 18 of 23 Pages 13G ==================== CUSIP No. 78116B102 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Mark C. Wehrly - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] ** ** The reporting persons making this filing hold an aggregate of 560,011 Shares, which is 6.3% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES -0- -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 560,011 -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER 560,011 - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,011 - -------------=================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 19 of 23 Pages This Amendment No. 1 to Schedule 13G amends the Schedule 13G initially filed on February 3, 2000 (collectively, with all amendments thereto, the "Schedule 13G"). Item 1. Issuer ------ (a) Name of Issuer: -------------- Rubio's Restaurants, Inc. (the "Company") (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 1902 Wright Place, Suite 300, Carlsbad, CA 92008 Item 2. Identity And Background. ----------------------- Title Of Class Of Securities And CUSIP Number (Item 2(d) and (e)) ---------------------------------------------------------------- This statement relates to Shares of Common Stock, par value $0.001 per share (the "Shares") of the Company. The CUSIP number of the Shares is 78116B102. Name Of Persons Filing, Address Of Principal Business Office And ---------------------------------------------------------------- Citizenship (Item2(a), (b) and (c)) ------------------------------------ This statement is filed by the entities and persons listed below, all of whom together are referred to herein as the "Reporting Persons." The Partnerships ---------------- (i) Farallon Capital Partners, L.P., a California limited partnership ("FCP"), with respect to the Shares held by it; (ii) Farallon Capital Institutional Partners, L.P., a California limited partnership ("FCIP"), with respect to the Shares held by it; (iii)Farallon Capital Institutional Partners II, L.P., a California limited partnership ("FCIP II"), with respect to the Shares held by it; (iv) Farallon Capital Institutional Partners III, L.P., a Delaware limited partnership ("FCIP III"), with respect to the Shares held by it; and (v) RR Capital Partners, L.P., a Delaware limited partnership ("RR"), with respect to the Shares held by it. FCP, FCIP, FCIP II, FCIP III and RR are together referred to herein as the "Partnerships." Page 20 of 23 Pages The General Partner Of The Partnerships --------------------------------------- (vii)Farallon Partners, L.L.C., a Delaware limited liability company which is the general partner of each of the Partnerships (the "General Partner"), with respect to the Shares held by each of the Partnerships. The Managing Members Of The General Partner ------------------------------------------- (viii) The following twelve persons who are managing members of the General Partner, with respect to the Shares held by the Partnerships: Enrique H. Boilini ("Boilini"), David I. Cohen ("Cohen"), Joseph F. Downes ("Downes"), William F. Duhamel ("Duhamel"), Andrew B. Fremder ("Fremder"), Richard B. Fried ("Fried"), Monica R. Landry ("Landry"), William F. Mellin ("Mellin"), Stephen L. Millham ("Millham"), Meridee A. Moore ("Moore"), Thomas F. Steyer ("Steyer") and Mark C. Wehrly ("Wehrly"). Boilini, Cohen, Downes, Duhamel, Fremder, Fried, Landry, Mellin, Millham, Moore, Steyer and Wehrly are together referred to herein as the "Individual Reporting Persons." The citizenship of each of the Partnerships, the General Partner and the Management Company is set forth above. Each of the Individual Reporting Persons is a United States citizen. The address of the principal business office of each of the Reporting Persons other than Enrique Boilini is c/o Farallon Capital Management, L.L.C., One Maritime Plaza, Suite 1325, San Francisco, California 94111. The address of Enrique Boilini is c/o Farallon Capital Management, L.L.C., 75 Holly Hill Lane, Greenwich, Connecticut 06830. Item 3. If This Statement Is Filed Pursuant To Sections 240.13d-1(b), Or ------------------------------------------------------------------- 13d-2(b) Or (c), Check Whether The Person Filing Is An Entity ---------------------------------------------------------------------- Specified In (a) - (j): ---------------------- Not Applicable. If This Statement Is Filed Pursuant To Section 240.13d-1(c), ------------------------------------------------------------- Check This Box. [X] --------------- Item 4. Ownership --------- The information required by Items 4(a) - (c) and set forth in Rows 5 through 11 of the cover page for each Reporting Person hereto is incorporated herein by reference for each such Reporting Person. The Shares reported hereby for the Partnerships are owned directly by the Partnerships. The General Partner, as general partner to the Partnerships, may be deemed to be the beneficial owner of all such Shares owned by the Partnerships. The Individual Reporting Persons, as managing members of the General Partner, may each be deemed to be the beneficial owner of all Page 21 of 23 Pages such Shares held by the Partnerships. Each of the General Partner and the Individual Reporting Persons hereby disclaims any beneficial ownership of any such Shares. Item 5. Ownership Of Five Percent Or Less Of A Class -------------------------------------------- Not Applicable. Item 6. Ownership Of More Than Five Percent On Behalf Of Another Person --------------------------------------------------------------- Not Applicable. Item 7. Identification And Classification Of The Subsidiary Which Acquired The ---------------------------------------------------------------------- Security BeingReported On By The Parent Holding Company -------------------------------------------------------- Not Applicable. Item 8. Identification And Classification Of Members Of The Group --------------------------------------------------------- The Reporting Persons are filing this Schedule 13G pursuant to Rule 13d-1(c). Consistent with Item 2 of the cover page for each Reporting Person above, the Reporting Persons neither disclaim nor affirm the existence of a group among them. Item 9. Notice Of Dissolution Of Group ------------------------------ Not Applicable. Item 10. Certification ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 22 of 23 Pages SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 8, 2001 /s/ Thomas F. Steyer ---------------------------------------- FARALLON PARTNERS, L.L.C., on its own behalf and as General Partner of FARALLON CAPITAL PARTNERS, L.P., FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P., FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P., FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P., And TINICUM PARTNERS, L.P., By Thomas F. Steyer, Senior Managing Member /s/ Thomas F. Steyer ---------------------------------------- Thomas F. Steyer, individually and as attorney-in-fact for each of Enrique H. Boilini, David I. Cohen, Joseph F. Downes, William F. Duhamel, Andrew B. Fremder, Monica R. Landry Richard B. Fried, William F. Mellin, Stephen L. Millham, Meridee A. Moore and Mark C. Wehrly. The Powers of Attorney, each executed by Boilini, Cohen, Downes, Fremder, Mellin, Millham and Moore authorizing Steyer to sign and file this Schedule 13G on each person's behalf, which were filed with Amendment No. 1 to the Schedule 13D filed with the Securities and Exchange Commission on September 26, 1997, by such Reporting Persons with respect to the Common Stock of Sphere Drake Holdings Limited, are hereby incorporated by reference. The Powers of Attorney executed by Duhamel and Fried authorizing Steyer to sign and file this Schedule 13G on each person's behalf, which were filed with Amendment No. 1 to the Schedule 13D filed with the Securities and Exchange Commission on January 13, 1999, by such Reporting Persons with respect to the Callable Class A Common Shares of CliniChem Development Inc., are hereby incorporated by reference. The Power of Attorney executed by Mark C. Wehrly authorizing Steyer to sign and file this Schedule 13G on his behalf, which was filed with Amendment No. 4 to the Schedule 13D filed with the Securities and Exchange Commission on January 18, 2000, by such Reporting Person with respect to the Class A Common Stock of Momentum Business Applications, Inc., is hereby incorporated by reference. The Power of Attorney executed by Monica R. Landry authorizing Steyer, as well as Downes and Cohen, to sign and file this Schedule 13G on her behalf, which was filed with the Schedule 13G filed with the Securities and Exchange Commission on January 22, 2001, by such Reporting Person with respect to the Common Stock of Korn/Ferry International is hereby incorporated by reference. Page 23 of 23 Pages -----END PRIVACY-ENHANCED MESSAGE-----